Table of contents
Derivatives of Carboxylic Acids
1. Background and Properties
The important classes of organic compounds known as alcohols, phenols, ethers, amines and halides consist of alkyl and/or aryl groups bonded to hydroxyl, alkoxyl, amino and halo substituents respectively. If these same functional groups are attached to an acyl group (RCO–) their properties are substantially changed, and they are designated as carboxylic acid derivatives. Carboxylic acids have a hydroxyl group bonded to an acyl group, and their functional derivatives are prepared by replacement of the hydroxyl group with substituents, such as halo, alkoxyl, amino and acyloxy. Some examples of these functional derivatives were displayed earlier.
The following table lists some representative derivatives and their boiling points. An aldehyde and ketone of equivalent molecular weight are also listed for comparison. Boiling points are given for 760 torr (atmospheric pressure), and those listed as a range are estimated from values obtained at lower pressures. As noted earlier, the relatively high boiling point of carboxylic acids is due to extensive hydrogen bonded dimerization. Similar hydrogen bonding occurs between molecules of 1º and 2º-amides (amides having at least one N–H bond), and the first three compounds in the table serve as hydrogen bonding examples.
Physical Properties of Some Carboxylic Acid Derivatives
The last nine entries in the above table cannot function as hydrogen bond donors, so hydrogen bonded dimers and aggregates are not possible. The relatively high boiling points of equivalent 3º-amides and nitriles are probably due to the high polarity of these functions. Indeed, if hydrogen bonding is not present, the boiling points of comparable sized compounds correlate reasonably well with their dipole moments.
Three examples of acyl groups having specific names were noted earlier. These are often used in common names of compounds. In the following examples the IUPAC names are color coded, and common names are given in parentheses.
• Esters: The alkyl group is named first, followed by a derived name for the acyl group, the oic or ic suffix in the acid name is replaced by ate.
Reactions of Carboxylic Acid Derivatives
1. Acyl Group Substitution
This is probably the single most important reaction of carboxylic acid derivatives. The overall transformation is defined by the following equation, and may be classified either as nucleophilic substitution at an acyl group or as acylation of a nucleophile. For certain nucleophilic reagents the reaction may assume other names as well. If Nuc-H is water the reaction is often called hydrolysis, if Nuc–H is an alcohol the reaction is called alcoholysis, and for ammonia and amines it is called aminolysis.
Different carboxylic acid derivatives have very different reactivities, acyl chlorides and bromides being the most reactive and amides the least reactive, as noted in the following qualitatively ordered list. The change in reactivity is dramatic. In homogeneous solvent systems, reaction of acyl chlorides with water occurs rapidly, and does not require heating or catalysts. Amides, on the other hand, react with water only in the presence of strong acid or base catalysts and external heating.
Reactivity: acyl halides > anhydrides >> esters ≈ acids >> amides
Because of these differences, the conversion of one type of acid derivative into another is generally restricted to those outlined in the following diagram. Methods for converting carboxylic acids into these derivatives were shown in a previous section, but the amide and anhydride preparations were not general and required strong heating. A better and more general anhydride synthesis can be achieved from acyl chlorides, and amides are easily made from any of the more reactive derivatives. Specific examples of these conversions will be displayed by clicking on the product formula. The carboxylic acids themselves are not an essential part of this diagram, although all the derivatives shown can be hydrolyzed to the carboxylic acid state (light blue formulas and reaction arrows). Base catalyzed hydrolysis produces carboxylate salts.
Before proceeding further, it is important to review the general mechanism by means of which all these acyl transfer or acylation reactions take place. Indeed, an alert reader may well be puzzled by the facility of these nucleophilic substitution reactions. After all, it was previously noted that halogens bonded to sp2 or sp hybridized carbon atoms do not usually undergo substitution reactions with nucleophilic reagents. Furthermore, such substitution reactions of alcohols and ethers are rare, except in the presence of strong mineral acids. Clearly, the mechanism by which acylation reactions occur must be different from the SN1 and SN2 procedures described earlier.
In any substitution reaction two things must happen. The bond from the substrate to the leaving group must be broken, and a bond to the replacement group must be formed. The timing of these events may vary with the reacting system. In nucleophilic substitution reactions of alkyl compounds examples of bond-breaking preceding bond-making (the SN1 mechanism), and of bond-breaking and bond-making occurring simultaneously (the SN2 mechanism) were observed. On the other hand, for most cases of electrophilic aromatic substitution bond-making preceded bond-breaking.
As illustrated in the following diagram, acylation reactions generally take place by an addition-elimination process in which a nucleophilic reactant bonds to the electrophilic carbonyl carbon atom to create a tetrahedral intermediate. This tetrahedral intermediate then undergoes an elimination to yield the products. In this two-stage mechanism bond formation occurs before bond cleavage, and the carbonyl carbon atom undergoes a hybridization change from sp2 to sp3 and back again. The facility with which nucleophilic reagents add to a carbonyl group was noted earlier for aldehydes and ketones.
Acid and base-catalyzed variations of this mechanism will be displayed in turn as the "Mechanism Toggle" button is clicked. Also, a specific example of acyl chloride formation from the reaction of a carboxylic acid with thionyl chloride will be shown. The number of individual steps in these mechanisms vary, but the essential characteristic of the overall transformation is that of addition followed by elimination. Acid catalysts act to increase the electrophilicity of the acyl reactant; whereas, base catalysts act on the nucleophilic reactant to increase its reactivity. In principle all steps are reversible, but in practice many reactions of this kind are irreversible unless changes in the reactants and conditions are made. The acid-catalyzed formation of esters from carboxylic acids and alcohols, described earlier, is a good example of a reversible acylation reaction, the products being determined by the addition or removal of water from the system. The reaction of an acyl chloride with an alcohol also gives an ester, but this conversion cannot be reversed by adding HCl to the reaction mixture.
Mechanisms of Ester Cleavage
Esters are one of the most common carboxylic derivatives. Cleavage of the alkyl moiety in an ester may be effected in several different ways, the most common being the acyl transfer mechanism described above; however, other mechanisms have been observed. For examples and further discussion Click Here.
Thus far we have not explained the marked variation, noted above, in the reactivity of different carboxylic acid derivatives. The distinguishing carbonyl substituents in these compounds are: chloro (acyl chlorides), acyloxy (anhydrides), alkoxy (esters) and amino (amides). All of these substituents have bonds originating from atoms of relatively high electronegativity (Cl, O & N). They are therefore inductively electron withdrawing when bonded to carbon, as shown in the diagram on the right. The consequences of such inductive electron withdrawal on the acidity of carboxylic acids was previously noted.
Then these substituents are attached to an sp2 carbon that is part of a π-electron system, a similar inductive effect occurs, but n-π conjugation (p-π conjugation) moves electron density in the opposite direction. By clicking the "Toggle Effect" button the electron shift in both effects will be displayed sequentially. This competition between inductive electron withdrawal and conjugative electron donation was discussed earlier in the context of substituent effects on electrophilic aromatic substitution. Here, it was noted that amino groups were strongly electron donating (resonance effect >> inductive effect), alkoxy groups were slightly less activating, acyloxy groups still less activating (resonance effect > inductive effect) and chlorine was deactivating (inductive effect > resonance effect). In the illustration on the right, R and Z represent the remainder of a benzene ring.
This analysis also predicts the influence these substituent groups have on the reactivity of carboxylic acid derivatives toward nucleophiles (Z = O in the illustration). Inductive electron withdrawal by Y increases the electrophilic character of the carbonyl carbon, and increases its reactivity toward nucleophiles. Thus, acyl chlorides (Y = Cl) are the most reactive of the derivatives. Resonance electron donation by Y decreases the electrophilic character of the carbonyl carbon. The strongest resonance effect occurs in amides, which exhibit substantial carbon-nitrogen double bond character and are the least reactive of the derivatives. An interesting exception to the low reactivity of amides is found in beta-lactams such as penicillin G. The angle strain introduced by the four-membered ring reduces the importance of resonance, the non-bonding electron pair remaining localized on the pyramidally shaped nitrogen. Finally, anhydrides and esters have intermediate reactivities, with anhydrides being more reactive than esters.
Carbonyl Reactivity and IR Stretching Frequency
The first three examples concern reactions of acyl chlorides, the most reactive acylating reagents discussed here. Although amines are among the most reactive nucleophiles, only 1º and 2º-amines give stable amide products. Reaction of 3º-amines with strong acylating reagents may generate acylammonium species reversibly (see below), but these are as reactive as acyl chlorides and will have only a very short existence. This explains why reactions #2 & 3 do not give amide products.
Reactions #4 & 5 display the acylating capability of anhydrides. Bear in mind that anhydrides may also be used as reagents in Friedel-Crafts acylation reactions. Esters are less reactive acylating reagents than anhydrides, and the ester exchange reaction (#6) requires a strong acid or base catalyst. The last example demonstrates that nitrogen is generally more nucleophilic than oxygen. Indeed, it is often possible to carry out reactions of amines with acyl chlorides and anhydrides in aqueous sodium hydroxide solution! Not only is the amine more nucleophilic than water, but the acylating reagent is generally not soluble in or miscible with water, reducing the rate of its hydrolysis.
No acylation reactions of amides were shown in these problems. The most important such reaction is hydrolysis, and this normally requires heat and strong acid or base catalysts. One example, illustrating both types of catalysis, is shown here. Mechanisms for catalyzed reactions of this kind were presented earlier.
Although they do not have a carbonyl group, nitriles are often treated as derivatives of carboxylic acids. Hydrolysis of nitriles to carboxylic acids was described earlier, and requires reaction conditions (catalysts and heat) similar to those needed to hydrolyze amides. This is not surprising, since addition of water to the carbon-nitrogen triple bond gives an imino intermediate which tautomerizes to an amide.
Reductions of carboxylic acid derivatives might be expected to lead either to aldehydes or alcohols, functional groups having a lower oxidation state of the carboxyl carbon. Indeed, it was noted earlier that carboxylic acids themselves are reduced to alcohols by lithium aluminum hydride. At this point it will be useful to consider three kinds of reductions:
As a rule, the carbonyl group does not add hydrogen as readily as do the carbon-carbon double and triple bonds. Thus, it is fairly easy to reduce an alkene or alkyne function without affecting any carbonyl functions in the same molecule. By using a platinum catalyst and increased temperature and pressure, it is possible to reduce aldehydes and ketones to alcohols, but carboxylic acids, esters and amides are comparatively unreactive. The exceptional reactivity of acyl halides, on the other hand, facilitates their reduction under mild conditions, by using a poisoned palladium catalyst similar to that used for the partial reduction of alkynes to alkenes. This reduction stops at the aldehyde stage, providing us with a useful two-step procedure for converting carboxylic acids to aldehydes, as reaction #1 below demonstrates. Equivalent reductions of anhydrides have not been reported, but we might speculate that they would be reduced more easily than esters. The only other reduction of a carboxylic acid derivative that is widely used is that of nitriles to 1º-amines. Examples of these reductions are provided in the following diagram.
The second and third equations illustrate the extreme difference in hydrogenation reactivity between esters and nitriles. This is further demonstrated by the last reaction, in which a nitrile is preferentially reduced in the presence of a carbonyl group and two benzene rings. The resulting 1º-amine immediately reacts with the carbonyl function to give a cyclic enamine product (colored light blue).
Complex Metal Hydride Reductions
The use of lithium aluminum hydride (LiAlH4) and sodium borohydride (NaBH4) as reagents for the reduction of aldehydes and ketones to 1º and 2º-alcohols respectively has been noted. Of these, lithium aluminum hydride, often abbreviated LAH, is the most useful for reducing carboxylic acid derivatives. Thanks to its high reactivity, LAH easily reduces all classes of carboxylic acid derivatives, generally to the –1 oxidation state. Acids, esters, anhydrides and acyl chlorides are all reduced to 1º-alcohols, and this method is superior to catalytic reduction in most cases. Since acyl chlorides and anhydrides are expensive and time consuming to prepare, acids and esters are the most commonly used reactants for this transformation.
Amides are reduced to amines by treatment with LAH, and this has proven to be one of the most general methods for preparing all classes of amines (1º, 2º & 3º). Because the outcome of LAH reduction is so different for esters and amides, we must examine plausible reaction mechanisms for these reactions to discover a reason for this divergent behavior. As in the reductions of aldehydes and ketones, the first step in each case is believed to be the irreversible addition of hydride to the electrophilic carbonyl carbon atom. This is shown in the following diagrams, with the hydride-donating moiety being written as AlH4(–). All four hydrogens are potentially available to the reduction, but when carboxylic acids are reduced, one of the hydrides reacts with the acidic O–H to generate hydrogen gas. Although the lithium is not shown, it will be present in the products as a cationic component of ionic salts.
One explanation of the different course taken by the reductions of esters and amides lies in the nature of the different hetero atom substituents on the carbonyl group (colored green in the diagram). Nitrogen is more basic than oxygen, and amide anions are poorer leaving groups than alkoxide anions. Furthermore, oxygen forms especially strong bonds to aluminum. Addition of hydride produces a tetrahedral intermediate, shown in brackets, which has a polar oxygen-aluminum bond. Neither the hydrogen nor the alkyl group (R) is a possible leaving group, so if this tetrahedral species is to undergo an elimination to reform a carbonyl group, one of the two remaining substituents must be lost. For the ester this is an easy choice (described by the curved arrows). By eliminating an aluminum alkoxide (R'O–Al), an aldehyde is formed, and this is quickly reduced to the salt of a 1º-alcohol by LAH. In the case of the amide, aldehyde formation requires the loss of an aluminum amide (R'2N–Al), an unlikely process. Alternatively, the more basic nitrogen may act to eject a metal oxide species (e.g. Al–O(–)), and the resulting iminium double bond would be reduced rapidly to an amine. This is the course followed in most amide reductions. In the case of 1º-amides, however, the acidity of the nitrogen hydrogens coupled with the basicity of hydride enables a facile elimination of the oxygen (as an oxide moiety), forming a nitrile intermediate. Nitriles are in fact a major product when less than a full equivalency of LiAlH4 is used. A mechanism will be shown above by clicking on the diagram.
Lithium aluminum hydride reduces nitriles to 1º-amines, as shown in the following equation. An initial hydride addition to the electrophilic nitrile carbon atom generates the salt of an imine intermediate. This is followed by a second hydride transfer, and the resulting metal amine salt is hydrolyzed to a 1º-amine. This method provides a useful alternative to the catalytic reduction of nitriles, described above, when alkene or alkyne functions are present.
In contrast to the usefulness of lithium aluminum hydride in reducing various carboxylic acid derivatives, sodium borohydride is seldom chosen for this purpose. First, NaBH4 is often used in hydroxylic solvents (water and alcohols), and these would react with acyl chlorides and anhydrides. Furthermore, it is sparingly soluble in relatively nonpolar solvents, particularly at low temperatures. Second, NaBH4 is much less reactive than LAH, failing to reduce amides and acids (they form carboxylate salts) at all, and reducing esters very slowly.
Since relatively few methods exist for the reduction of carboxylic acid derivatives to aldehydes, it would be useful to modify the reactivity and solubility of LAH to permit partial reductions of this kind to be achieved. The most fruitful approach to this end has been to attach alkoxy or alkyl groups on the aluminum. This not only modifies the reactivity of the reagent as a hydride donor, but also increases its solubility in nonpolar solvents. Two such reagents will be mentioned here; the reactive hydride atom is colored blue.
Lithium tri-tert-butoxyaluminohydride (LtBAH), LiAl[OC(CH3)3]3H : Soluble in THF, diglyme & ether.
Each of these reagents carries one equivalent of hydride. The first (LtBAH) is a complex metal hydride, but the second is simply an alkyl derivative of aluminum hydride. In practice, both reagents are used in equimolar amounts, and usually at temperatures well below 0 ºC. The following examples illustrate how aldehydes may be prepared from carboxylic acid derivatives by careful application of these reagents. A temperature of -78 ºC is easily maintained by using dry-ice as a coolant. The reduced intermediates that lead to aldehydes will be displayed on clicking the "Show Intermediates" button. With excess reagent at temperatures above 0 ºC most carboxylic acid derivatives are reduced to alcohols or amines.
The reducing characteristics of diborane (disassociated to BH3 in ether or THF solution) were first introduced as addition reactions to alkenes and alkynes. This remains a primary application of this reagent, but it also effects rapid and complete reduction of carboxylic acids, amides and nitriles. Other than LAH, this reagent provides one of the best methods for reducing carboxylic acids to 1º-alcohols.
Overview of Reducing Agents
The following table summarizes the influence each of the reducing systems discussed above has on the different classes of carboxylic acid derivatives. Note that LAH is the strongest reducing agent listed, and it reduces all the substrates. In a similar sense, acyl chlorides are the most reactive substrate. They are reduced by all the reagents, but only a few of these provide synthetically useful transformations.
3. Reactions with Organometallic Reagents
The facile addition of alkyl lithium reagents and Grignard reagents to aldehydes and ketones has been described. These reagents, which are prepared from alkyl and aryl halides, are powerful nucleophiles and very strong bases. Reaction of an excess of these reagents with acyl chlorides, anhydrides and esters leads to alcohol products, in the same fashion as the hydride reductions. As illustrated by the following equations (shaded box), this occurs by sequential addition-elimination-addition reactions, and finishes with hydrolysis of the resulting alkoxide salt. A common bonding pattern is found in all these carbonyl reactions. The organometallic reagent is a source of a nucleophilic alkyl or aryl group (colored purple), which bonds to the electrophilic carbon of the carbonyl group (colored orange). Substituent Y (colored green) is eliminated from the tetrahedral intermediate as its anion. The aldehyde or ketone product of this elimination then adds a second equivalent of the reagent.
Reactions of this kind are important synthetic transformations, because they permit simple starting compounds to be joined to form more complex structures. Esters are the most common carbonyl reactants, since they are cheaper and less hazardous to use than acyl chlorides and anhydrides. Most esters react with organometallic reagents to give 3º-alcohols; but formate esters (R=H) give 2º-alcohols. Some examples of these reactions are provided in the following diagram. As demonstrated by the last equation, lactones undergo ring opening and yield diol products.
The acidity of carboxylic acids and 1º & 2º-amides acts to convert Grignard and alkyl lithium reagents to hydrocarbons (see equations), so these functional groups should be avoided when these reagents are used.
Since acyl chlorides are more reactive than esters, isolation of the ketone intermediate formed in their reactions with organometallic reagents becomes an attractive possibility. To achieve this selectivity we need to convert the highly reactive Grignard and lithium reagents to less nucleophilic species. Two such modifications that have proven effective are the Gilman reagent (R2CuLi) and organocadmium reagents (prepared in the manner shown).
Specific examples of ketone synthesis using these reagents are presented in the following diagram. The second equation demonstrates the low reactivity of organocadmium reagents, inasmuch as the ester function is unchanged. Another related approach to this transformation is illustrated by the third equation. Grignard reagents add to nitriles, forming a relatively stable imino derivative which can be hydrolyzed to a ketone. Imines themselves do not react with Grignard reagents.
4. Other Reactions
Amides are very polar, thanks to the n-π conjugation of the nitrogen non-bonded electron pair with the carbonyl group. This delocalization substantially reduces the basicity of these compounds (pKa ca. –1) compared with amines (pKa ca. 11). When electrophiles bond to an amide, they do so at the oxygen atom in preference to the nitrogen. As shown below, the oxygen-bonded conjugate acid is stabilized by resonance charge delocalization; whereas, the nitrogen-bonded analog is not. One practical application of this behavior lies in the dehydration of 1º-amides to nitriles by treatment with thionyl chloride. This reaction is also illustrated in the following diagram. Other dehydrating agents such as P2O5 effect the same transformation.
The following problems review aspects of the chemistry of carboxylic acids and their derivatives. The first two questions concern their nomenclature. The third reviews three common reactions, applied to eight carbonyl compounds, including aldehydes and ketones. The fourth question asks you to draw the structural formulas for the products of more than fifty possible reactions of some carboxylic acids. The fifth problem concerns hydrolysis with aqueous acid or base, and requires drawing product structures for both conditions.
For a summary of the fundamental reactions of carboxylic acid derivatives Click Here
Reactions at the α-Carbon
Many aldehydes and ketones were found to undergo electrophilic substitution at an alpha carbon. These reactions, which included halogenation, isotope exchange and the aldol reaction, take place by way of enol tautomer or enolate anion intermediates, a characteristic that requires at least one hydrogen on the α-carbon atom. In this section similar reactions of carboxylic acid derivatives will be examined. Formulas for the corresponding enol and enolate anion species that may be generated from these derivatives are drawn in the following diagram.
Acid-catalyzed alpha-chlorination and bromination reactions proceed more slowly with carboxylic acids, esters and nitriles than with ketones. This may reflect the smaller equilibrium enol concentrations found in these carboxylic acid derivatives. Nevertheless, acid and base catalyzed isotope exchange occurs as expected; some examples are shown in equations #1 and #2 below. The chiral alpha-carbon in equation #2 is racemized in the course of this exchange, and a small amount of nitrile is hydrolyzed to the corresponding carboxylic acid.
Acyl halides and anhydrides are more easily halogenated than esters and nitriles, probably because of their higher enol concentration. This difference may be used to facilitate the alpha-halogenation of carboxylic acids. Thus, conversion of the acid to its acyl chloride derivative is followed by alpha-bromination or chlorination, and the resulting halogenated acyl chloride is then hydrolyzed to the carboxylic acid product. This three-step sequence can be reduced to a single step by using a catalytic amount of phosphorus tribromide or phosphorus trichloride, as shown in equation #3. This simple modification works well because carboxylic acids and acyl chlorides exchange functionality as the reaction progresses. The final product is the alpha-halogenated acid, accompanied by a trace of the acyl halide. This halogenation procedure is called the Hell-Volhardt-Zelinski reaction.
In a similar fashion, acetic anhydride serves as a halogenation catalyst for acetic acid (first equation below). Carboxylic acids that have a higher equilibrium enol concentration do not need to be activated for alpha-halogenation to occur, as demonstrated by the substituted malonic acid compound in the second equation below. The enol concentration of malonic acid (about 0.01%) is roughly ten thousand times greater than that of acetic acid. This influence of a second activating carbonyl function on equilibrium enol concentrations had been noted earlier in the case of 2,4-pentanedione.
1. Enolate Intermediates
Many of the most useful alpha-substitution reactions of ketones proceeded by way of enolate anion conjugate bases. Since simple ketones are weaker acids than water, their enolate anions are necessarily prepared by reaction with exceptionally strong bases in non-hydroxylic solvents. Esters and nitriles are even weaker alpha-carbon acids than ketones (by over ten thousand times), nevertheless their enolate anions may be prepared and used in a similar fashion. The presence of additional activating carbonyl functions increases the acidity of the alpha-hydrogens substantially, so that less stringent conditions may be used for enolate anion formation. The influence of various carbonyl and related functional groups on the equilibrium acidity of alpha-hydrogen atoms (colored red) is summarized in the following table. For common reference, these acidity values have all been extrapolated to water solution, even though the conjugate bases of those compounds having pKas greater than 18 will not have a significant concentration in water solution.
Acidity of α-Hydrogens in Mono- and Di-Activated Compounds
To illustrate the general nucleophilic reactivity of di-activated enolate anions, two examples of SN2 alkylation reactions are shown below. Malonic acid esters and acetoacetic acid esters are commonly used starting materials, and their usefulness in synthesis will be demonstrated later in this chapter. Note that each of these compounds has two acidic alpha-hydrogen atoms (colored red). In the equations written here only one of these hydrogens is substituted; however, the second is also acidic and a second alkyl substitution may be carried out in a similar fashion.
2. Claisen Condensation
The aldol reaction, is a remarkable and useful reaction of aldehydes and ketones in which the carbonyl group serves both as an electrophilic reactant and the source of a nucleophilic enol species. Esters undergo a similar transformation called the Claisen Condensation. Four examples of this base-induced reaction, which usually forms beta-ketoester products, are shown in the following diagram. Greek letter assignments for the ester products are given in blue. Equation #1 presents the synthesis of the important reagent ethyl acetoacetate, and #2 illustrates the general form of the Claisen condensation. Intramolecular reactions, such as #3, lead to rings (usually five or six-membered) and are referred to as Dieckmann Condensations. The last equation shows a mixed condensation between two esters, one of which has no alpha-hydrogens. The product in this case is a phenyl substituted malonic ester rather than a ketoester.
By clicking the "Structural Analysis" button below the diagram, a display showing the nucleophilic enolic donor molecule and the electrophilic acceptor molecule together with the newly formed carbon-carbon bond will be displayed. A stepwise mechanism for the reaction will be shown by clicking the "Reaction Mechanism" button. In a similar mode to the aldol reaction, the fundamental event in the Claisen condensation is a dimerization of two esters by an alpha C–H addition of one reactant to the carbonyl group of a second reactant. This bonding is followed by alcohol elimination from the resulting hemiacetal. The eventual formation of a resonance stabilized beta-ketoester enolate anion, as shown on the third row of the mechanism, provides a thermodynamic driving force for the condensation. Note that this stabilization is only possible if the donor has two reactive alpha-hydrogens.
The Claisen condensation differs from the aldol reaction in several important ways.
Transformations similar to the Claisen condensation may be effected with mixed carbonyl reactants, which may include ketones and nitriles as well as esters. Esters usually serve as the electrophilic acceptor component of the condensation. Acyl chlorides and anhydrides would also be good electrophilic acceptors, but they are more expensive than esters and do not tolerate the alcohol solvents often used for Claisen condensations.
In the case of mixed condensations, complex product mixtures are commonly avoided by using an acceptor ester that has no alpha-hydrogens. Examples of such reactants are: ethyl formate (HCO2C2H5), diethyl carbonate (C2H5OCO2C2H5), ethyl benzoate (C6H5CO2C2H5) and diethyl oxalate (C2H5O2C-CO2C2H5). Equations #2, 3 & 4 below illustrate the use of such acceptors with ester, ketone and nitrile donor compounds. The nucleophilic enol species from the nitrile in #4 may be written as: C6H5CH=C=N(–). The 2-formylcyclohexanone product from reaction #3 exists predominantly as its hydrogen-bonded enol. Most beta-ketoesters have significant enol concentrations, but the formyl group has an exceptional bias for this tautomer.
Equation #1 shows a condensation in which both reactants might serve either as donors or acceptors. The selective formation of one of the four possible condensation products is due to the reversibility of these reactions and the driving force provided by resonance stabilization of the enolate anion of 2,4-pentanedione (pKa=9). Protonation of this anion gives the product. The last equation (#5) presents an interesting example of selectivity. There are three ester functions, each of which has at least one alpha-hydrogen. Only one of these, that on the left, has two alpha-hydrogens and will yield an enolizable beta-ketoester by functioning as the donor in a Dieckmann cyclization. Strained four-membered rings are not favored by reversible condensation reactions, so ring closure to the ester drawn below the horizontal chain does not occur. The only reasonable product is the five-membered cyclic ketoester.
Applications of Condensation Reactions to Synthesis
The construction of complex molecules by a series of suitable reactions carried out from simple starting compounds is called synthesis. Synthesis is not only of immense practical importance (aspirin and nylon are two examples of commercially valuable synthetic compounds), but it also allows us to prepare novel molecules with which to test our understanding of structure and reactivity. Three challenges must be met in devising a synthesis for a specific compound:
1. The carbon atom framework or skeleton that is found in the desired compound (the target) must be assembled.
Recognition of these tasks does not imply that they are independent of each other, or should be approached and solved separately. A successful plan or strategy for a synthesis must correlate each step with all these goals, so that an efficient and practical solution to making the target molecule is achieved. Nevertheless, it is useful to classify the various reactions we have studied with respect to their ability to (i) enlarge or expand a given structure, (ii) transform or relocate existing functional groups, and (iii) do both of these in a stereoselective fashion. The organization of this text by functional group behavior partially satisfies the second point, and the following discussion focuses on the first.
1. Carbon-Carbon Bond Formation
A useful assortment of carbon-carbon bond forming reactions have been described in this and earlier chapters. These include:
With the exception of Friedel-Crafts alkylation these reactions all give products having one or more functional groups at or adjacent to the bonding sites. As a result, subsequent functional group introduction or modification may be carried out in a relatively straightforward manner. This will be illustrated for aldol and Claisen condensations in the following section.
2. Modification of Condensation Products
A. Reactions of Aldol Products
The aldol reaction produces beta-hydroxyaldehydes or ketones, and a number of subsequent reactions may be carried out with these products. As shown in the following diagram, they may be (i) reduced to 1,3-diols, (ii) a 2º-hydroxyl group may be oxidized to a carbonyl group, (iii) acid or base catalyzed beta-dehydration may produce an unsaturated aldehyde or ketone, and (iv) organometallic reagents may be added to the carbonyl group (assuming the hydroxyl group is protected as an ether or a second equivalent of reagent is used).
B. Reactions of Claisen Products
The Claisen condensation produces beta-ketoesters. These products may then be modified or enhanced by further reactions. Among these, the following diagram illustrates (i) partial reduction of the ketone with NaBH4, (ii) complete reduction to a 1,3-diol by LiAlH4, (iii) enolate anion alkylation, and (iv) ester hydrolysis followed by thermal decarboxylation of the resulting beta-ketoacid.
C. Synthesis Examples
To illustrate how the reaction sequences described above may be used to prepare a variety of different compounds, five examples are provided here. The first is a typical aldol reaction followed by reduction to a 1,3-diol (2-ethyl-1,3-hexanediol). In the second example, the absence of alpha-hydrogens on the aldehyde favors the mixed condensation, and conjugation of the double bond facilitates dehydration. The doubly-activated methylene group of malonic and acetoacetic acids or esters makes them good donors in any condensation, as is demonstrated by the third aldol-like reaction. A concerted dehydrative-decarboxylation (shown by the magenta arrows) leads to the unsaturated carboxylic acid product. Amine bases are often used as catalysts for aldol reactions, as in equations #2 & 3. The fourth reaction demonstrates that the conjugate base of the beta-ketoester products from Claisen or Dieckmann condensation may be alkylated directly. Thermal decarboxylation of the resulting beta-ketoacid gives a mono-alkylated cyclic ketone. Finally, both acidic methylene hydrogens in malonic ester or ethyl acetoacetate may be substituted, and the irreversible nature of such alkylations permits strained rings to be formed. In this case thermal decarboxylation of a substituted malonic acid generates a carboxylic acid. In all these examples the remaining functional groups could be used for additional synthetic operations.
If you understand the previous discussion of reactions useful in synthesis you should try the following problems. Some of them are complex so don't be concerned if you don't solve them all immediately. Analyze each problem carefully, and try to learn from it. The solutions will be displayed by clicking the answer button under the diagram.
The following problems ask you to devise a synthesis for a given target molecule. The first two problems make use of the common starting materials, diethyl malonate and ethyl acetoacetate. The third problem leaves the choice of materials open. The nature of the target molecule suggests that an aldol condensation might be useful. The fourth problem must be solved by using diethyl succinate as the only reagent. Finally, other reactants composed of no more than five carbon atoms may be used in the last problem.
The following problems review many aspects of the chemistry of carboxylic acids and their derivatives. The first question explores the relative acidity of various functional derivatives. The second tests your understanding of the Claisen condensation. The third is an introduction to multistep syntheses. The fourth and fifth questions ask you to draw the product structures for a number of multistep syntheses, involving other classes of compounds as well as carboxylic acids. The last two questions allow you to choose reagents for a multistep synthesis.